NEWS
SEC Publishes Revised Form ADV
The Securities and Exchange Commission published the revised Form ADV.
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ESMA Publishes AIFM Guidance
The European Securities and Markets Authority today (November 16) published its final guidance for rules to implement the Alternative Investment Fund Managers Directive (AIFM).
From ESMA’s press release summarizing the four broad areas AIFM addresses:
1. General provisions for managers, authorisation and operating conditions
The first part (p.16-135) of the advice clarifies the operation [...]
